The Most Difficult FINRA Exam, Ranked

Choose the exam you think is the most difficult!

Author: Gregor Krambs
Updated on May 15, 2024 06:24
Embarking on a career in the financial services industry involves many challenges, one of which is passing the FINRA examinations. These exams are crucial for those looking to secure specific roles within the industry, such as traders or brokers. The difficulty level of each exam can vary significantly, which sometimes leads to uncertainty among candidates about which ones might require more intense preparation. This site offers a dynamic solution by allowing users to vote on the difficulty of these exams, based on their personal experiences. Such insights are invaluable as they help future candidates prioritize their study efforts more effectively. By participating, users not only contribute to a broader knowledge base but also assist in creating a more tailored and efficient study process for their peers.

What Is the Most Difficult FINRA Exam?

  1. 1
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    Series 7

    General Securities Representative Exam
    • Exam Length: 225 questions over 3 hours and 45 minutes
    • Passing Score: 72%
  2. 2
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    Series 63

    Uniform Securities Agent State Law Examination
    • Exam Length: 60 questions over 1 hour and 15 minutes
    • Passing Score: 72%
  3. 3
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    Series 9/10

    General Securities Sales Supervisor Examination
    • Exam Length Series 9: 55 questions over 1 hour and 30 minutes
    • Exam Length Series 10: 145 questions over 4 hours
    • Passing Score Series 9: 70%
    • Passing Score Series 10: 70%
  4. 4
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    Series 24

    General Securities Principal Exam
    • Exam Length: 150 questions over 3 hours and 45 minutes
    • Passing Score: 70%
  5. 5
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    votes

    Series 3

    National Commodities Futures Exam
    • Exam Length: 120 questions over 2 hours and 30 minutes
    • Passing Score: 70%
  6. 6
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    Series 79

    Investment Banking Representative Qualification Exam
    • Exam Length: 175 questions over 3 hours and 45 minutes
    • Passing Score: 73%
  7. 7
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    Series 66

    Uniform Combined State Law Exam
    • Exam Length: 100 questions over 2 hours and 30 minutes
    • Passing Score: 73%
  8. 8
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    Series 57

    Securities Trader Qualification Exam
    • Exam Length: 125 questions over 3 hours and 45 minutes
    • Passing Score: 70%
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    Series 82

    Private Securities Offerings Representative Exam
    • Exam Length: 100 questions over 2 hours and 30 minutes
    • Passing Score: 70%
  10. 10
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    votes

    Series 4

    Registered Options Principal Exam
    • Exam Length: 125 questions over 3 hours
    • Passing Score: 73%

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About this ranking

This is a community-based ranking of the most difficult FINRA exam. We do our best to provide fair voting, but it is not intended to be exhaustive. So if you notice something or exam is missing, feel free to help improve the ranking!

Statistics

  • 3753 views
  • 4 votes
  • 10 ranked items

Voting Rules

A participant may cast an up or down vote for each exam once every 24 hours. The rank of each exam is then calculated from the weighted sum of all up and down votes.

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Additional Information

More about the Most Difficult FINRA Exam

The Financial Industry Regulatory Authority (FINRA) oversees and regulates the securities industry. To ensure professionals meet industry standards, FINRA administers several exams. Among these exams, one stands out as the most difficult.

This exam tests a wide range of knowledge. It covers rules, regulations, and best practices. Candidates must understand complex concepts and apply them in real-world scenarios. The breadth and depth of the material make this exam challenging.

Preparation is key. Most candidates spend months studying. They use study guides, take practice tests, and attend review courses. Despite this, the pass rate remains low. The exam's difficulty lies in its comprehensive nature. It tests not just memory but also understanding and application.

The exam includes multiple-choice questions. These questions often have more than one correct answer. Candidates must choose the best answer, which requires deep understanding. This format can be tricky and requires critical thinking.

Time management is crucial. The exam has a strict time limit. Candidates must balance speed with accuracy. Many struggle to complete all questions within the given time. This adds to the pressure and difficulty.

The exam also tests ethical decision-making. Candidates face scenarios where they must choose the most ethical course of action. This requires not just knowledge but also judgment. Ethical questions can be subjective, adding another layer of complexity.

The exam's difficulty reflects its importance. Passing it demonstrates a high level of competence. Those who pass often advance in their careers. They gain respect and recognition in the industry. This makes the effort and challenge worthwhile.

Support systems are available. Study groups, tutors, and online forums can help. Sharing knowledge and strategies with others can make a difference. Many find that discussing difficult topics with peers helps solidify their understanding.

Despite the challenges, many find success. Persistence and dedication are key. Those who fail often retake the exam. Each attempt provides more experience and insight. Over time, many candidates achieve their goal.

The most difficult FINRA exam sets a high bar. It ensures that only the most qualified professionals advance. This maintains the integrity and trust in the securities industry. For those willing to put in the effort, passing this exam is a significant achievement.

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